Appendix A: Performance and Resource Tables
STRATEGIC OBJECTIVE 2.2
Protect intellectual property and improve the patent and
trademark system
OBJECTIVE 2.2 RESOURCES
(Dollars in Millions)
|
FY 1999
Actual |
FY 2000
Actual |
FY 2001
Actual |
FY 2002
Actual |
FY 2003
Actual |
FY 2004
Actual |
FY 2005
Actual |
FY 2006
Actual |
Total Funding |
$787.5 |
$872.2 |
$1,008.5 |
$1,099.5 |
$1,190.9 |
$1,233.0 |
$1,508.4 |
$1,674.4 |
FTE – Full-Time
Equivalent |
5,775 |
6,007 |
6,149 |
6,593 |
6,581 |
6,627 |
6,825 |
7,446 |
PERFORMANCE GOAL: Improve the quality of patent products and services
and optimize patent processing time (USPTO)
PERFORMANCE GOAL RESOURCES
(Dollars in Millions)
|
FY 1999
Actual |
FY 2000
Actual |
FY 2001
Actual |
FY 2002
Actual |
FY 2003
Actual |
FY 2004
Actual |
FY 2005
Actual |
FY 2006
Actual |
Total Funding |
$669.5 |
$738.8 |
$882.3 |
$976.6 |
$1,019.6 |
$1,059.0 |
$1,245.8 |
$1,347.9 |
FTE – Full-Time
Equivalent |
4,919 |
5,136 |
5,207 |
5,550 |
5,815 |
5,832 |
6,021 |
5,994 |
USPTO PERFORMANCE MEASURE
MEASURE: Patent allowance
error rate |
Year |
Status |
Actual |
Target |
FY 2006 |
|
3.5% |
4.0% |
Year |
Status |
Historical Results |
FY 2005 |
|
4.6% |
FY 2004 |
|
5.3% |
FY 2003 |
|
4.4% |
FY 2002 |
|
4.2% |
FY 2001 |
1
|
5.4%
|
FY 2000 |
|
6.6% |
FY 1999 |
|
5.5% |
USPTO PERFORMANCE MEASURE
MEASURE: Patent in-process
examination compliance rate |
Year |
Status |
Actual |
Target |
FY 2006 |
|
90.0% |
86.0% |
Year |
Status |
Historical Results |
FY 2005 |
|
86.2% |
FY 2004 |
|
New—no
target to measure against |
USPTO PERFORMANCE MEASURE
MEASURE: Patent average
first action pendency (months) |
Year |
Status |
Actual |
Target |
FY 2006 |
|
22.6 |
22.0 |
Performance was not met, because:
This target was not met because there were more older applications
processed than planned. |
Strategies for Improvement:
USPTO expects to meet the goal next year through increased hiring
efforts. |
Year |
Status |
Historical Results |
FY 2005 |
|
21.1 |
FY 2004 |
|
20.2 |
FY 2003 |
|
18.3 |
FY 2002 |
|
16.7 |
FY 2001 |
|
14.4 |
FY 2000 |
|
13.6 |
FY 1999 |
1
|
13.8 |
USPTO PERFORMANCE MEASURE
MEASURE: Patent average
total pendency (months) |
Year |
Status |
Actual |
Target |
FY 2006 |
|
31.1 |
31.3 |
Year |
Status |
Historical Results |
FY 2005 |
|
29.1 |
FY 2004 |
|
27.6 |
FY 2003 |
|
26.7 |
FY 2002 |
|
24.0 |
FY 2001 |
|
24.7 |
FY 2000 |
|
25.0 |
FY 1999 |
|
25.0 |
USPTO PERFORMANCE MEASURE
MEASURE: Patent efficiency |
Year |
Status |
Actual |
Target |
FY 2006 |
|
$3,798 |
$4,214 |
Year |
Status |
Historical Results |
FY 2005 |
|
$3,877 |
FY 2004 |
|
$3,556 |
FY 2003 |
|
$3,329 |
FY 2002 |
1
|
$3,376 |
FY 2001 |
|
$3,210 |
FY 2000 |
|
$2,917 |
FY 1999 |
|
$2,494 |
PERFORMANCE GOAL: Improve the quality of trademark products and services
and optimize trademark processing time (USPTO)
PERFORMANCE GOAL RESOURCES
(Dollars in Millions)
|
FY 1999
Actual |
FY 2000
Actual |
FY 2001
Actual |
FY 2002
Actual |
FY 2003
Actual |
FY 2004
Actual |
FY 2005
Actual |
FY 2006
Actual |
Total Funding |
$118.0 |
$133.4 |
$126.2 |
$122.9 |
$119.4 |
$112.0 |
$144.9 |
$149.6 |
FTE – Full-Time
Equivalent |
856 |
871 |
942 |
873 |
719 |
693 |
730 |
665 |
USPTO PERFORMANCE MEASURE
MEASURE: Trademark
final action deficiency rate1
|
Year |
Status |
Actual |
Target |
FY 2006 |
|
3.6% |
6.5% |
Year |
Status |
Historical Results |
FY 2005 |
|
5.9% |
FY 2004 |
|
5.8% |
FY 2003 |
|
New—no
target to measure against |
USPTO PERFORMANCE MEASURE
MEASURE: Trademark
first action pendency (months) |
Year |
Status |
Actual |
Target |
FY 2006 |
|
4.8 |
5.3 |
Year |
Status |
Historical Results |
FY 2005 |
|
6.3 |
FY 2004 |
|
6.6 |
FY 2003 |
|
5.4 |
FY 2002 |
|
4.3 |
FY 2001 |
|
2.7 |
FY 2000 |
|
5.7 |
FY 1999 |
|
4.6 |
USPTO PERFORMANCE MEASURE
MEASURE: Trademark
average total pendency (months) |
Year |
Status |
Actual |
Target |
FY 2006 |
|
18.0 |
18.8 |
Year |
Status |
Historical Results |
FY 2005 |
|
19.6 |
FY 2004 |
|
19.5 |
FY 2003 |
|
19.8 |
FY 2002 |
|
19.9 |
FY 2001 |
|
17.8 |
FY 2000 |
|
17.3 |
FY 1999 |
|
18.9 |
USPTO PERFORMANCE MEASURE
MEASURE: Trademark
first action deficiency rate |
Year |
Status |
Actual |
Target |
FY 2006 |
|
4.3% |
6.5% |
Year |
Status |
Historical Results |
FY 2005 |
|
4.7% |
FY 2004 |
|
7.9% |
FY 2003 |
|
New—no
target to measure against |
USPTO PERFORMANCE MEASURE
MEASURE: Trademark
efficiency |
Year |
Status |
Actual |
Target |
FY 2006 |
|
$565 |
$635 |
Year |
Status |
Historical Results |
FY 2005 |
|
$677 |
FY 2004 |
|
$542 |
FY 2003 |
|
$433 |
FY 2002 |
1
|
$487 |
FY 2001 |
|
$501 |
FY 2000 |
|
$568 |
USPTO PERFORMANCE MEASURE
MEASURE: Trademark
average pendency excluding suspended and inter partes cases (months) |
Year |
Status |
Actual |
Target |
FY 2006 |
|
15.5 |
16.3 |
Year |
Status |
Historical Results |
FY 2005 |
|
New—no
target to measure against |
PERFORMANCE GOAL: Create a more flexible organization through transitioning
patent and trademark operations to an e-government environment and advancing
intellectual property development worldwide (USPTO)
PERFORMANCE GOAL RESOURCES
(Dollars in Millions)
|
FY 1999
Actual |
FY 2000
Actual |
FY 2001
Actual |
FY 2002
Actual |
FY 2003
Actual |
FY 2004
Actual |
FY 2005
Actual |
FY 2006
Actual |
Total Funding |
N/A |
N/A |
N/A |
N/A |
$51.9 |
$62.0 |
$117.7 |
$176.9 |
FTE – Full-Time
Equivalent |
|
|
|
N/A |
47 |
102 |
74 |
787 |
USPTO PERFORMANCE MEASURE
MEASURE: Patent applications
filed electronically |
Year |
Status |
Actual |
Target |
FY 2006 |
|
14.1% |
10.0% |
Year |
Status |
Historical Results |
FY 2005 |
|
2.2% |
FY 2004 |
|
1.5% |
FY 2003 |
|
1.3% |
FY 2002 |
|
New—no
target to measure against |
USPTO PERFORMANCE MEASURE
MEASURE: Patent applications
managed electronically |
Year |
Status |
Actual |
Target |
FY 2006 |
|
99.9% |
99.0% |
Year |
Status |
Historical Results |
FY 2005 |
|
96.7% |
FY 2004 |
|
88.0% |
FY 2003 |
|
New—no
target to measure against |
USPTO PERFORMANCE MEASURE
MEASURE: Trademark
applications filed electronically |
Year |
Status |
Actual |
Target |
FY 2006 |
|
93.8% |
80% |
Year |
Status |
Historical Results |
FY 2005 |
|
88.0% |
FY 2004 |
|
73.0% |
FY 2003 |
|
57.5% |
FY 2002 |
|
38.0% |
FY 2001 |
|
24.0% |
FY 2000 |
|
New—no
target to measure against |
USPTO PERFORMANCE MEASURE
MEASURE: Trademark
applications managed electronically |
Year |
Status |
Actual |
Target |
FY 2006 |
|
99.98% |
99.0% |
Year |
Status |
Historical Results |
FY 2005 |
|
99.0% |
FY 2004 |
|
98.0% |
FY 2003 |
|
New—no
target to measure against |
USPTO PERFORMANCE MEASURE
MEASURE: IP technical
activities completed (activities) |
Year |
Status |
Actual |
Target |
FY 2006 |
|
239 |
82 |
Year |
Status |
Historical Results |
FY 2005 |
|
59 |
FY 2004 |
|
New—no
target to measure against |
USPTO PERFORMANCE MEASURE
MEASURE: IP technical
activities completed (countries) |
Year |
Status |
Actual |
Target |
FY 2006 |
|
102 |
77 |
Year |
Status |
Historical Results |
FY 2005 |
|
142 |
FY 2004 |
|
New—no
target to measure against |
|
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